1 April 2012
FOA Response to CP12/7: Financial Services Compensation Scheme: changes to the Compensation sourcebook
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18 March 2011
FOA response to CP11/4: The Client Money and Asset Return (CMAR): Operational Implementation
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31 October 2012
FOA response to the Consultation Paper on Exemption for market making activities
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24 February 2012
FOA response to consultation paper: ESMA/2011/446 – Guidelines on certain aspects of the MiFID compliance function requirements
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30 April 2011
FOA response to consultation on financial sector taxation
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31 May 2011
FOA response to change to guidance: reporting of on exchange derivative transactions conducted through exchange platforms
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1 September 2011
FOA respond to A New Approach to Financial Regulation: The Blueprint for Reform (Cm8083)N
CONTINUE READING
31 March 2013
FOA respond to IOSCO's report on Recommendations Regarding the Protection of Client Assets
CONTINUE READING
24 September 2013
FOA meeting with NCAs on segregation & portability
CONTINUE READING
