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9 April 2013
Complying with CFTC Rule 1.73 for give-ups webinar: a discussion of the FIA give-up screening agreement
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14 May 2015
Leap Second event preparedness
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29 June 2015
Cybersecurity threats: preparation & response
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16 December 2015
Understanding Reg AT
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14 January 2016
“Spoofing": how to deal with this tricky offense and its regulatory guidelines
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11 February 2016
Standardizing CCP rule analysis: using a comparative assessment tool to evaluate implementation of the PFMIs
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25 February 2016
U.S. trading activities in Europe: the impact of new EU transaction reporting and position limits rules
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10 March 2016
CFTC and SEC Dodd-Frank whistleblower rules
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24 March 2016
The other side of the coin: bitcoin, blockchain, regulation and enforcement
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14 April 2016
NFA Bylaw 1101 compliance
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