20 July 2023
CFTC advisory committee focuses on cross-border coordination and efficiencies
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10 May 2023
FIA warns proposed SEC safeguarding rule may harm FCMs, advisers and customers
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15 February 2023
FIA backs SIFMA comments on proposed FinCEN rule regarding access to beneficial ownership information
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13 February 2023
FIA urges CFTC to codify no action relief for DCO reporting
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11 November 2022
CFTC holds open meeting and advances DCO reporting proposal
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3 October 2022
FIA PTG responds to FINRA proposal to shorten reporting windows for some bond contracts
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29 June 2022
FIA responds to HKEX consultation on position limits and open position reporting requirements
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24 June 2022
FIA PTG responds to FINRA Proposal to enhance TRACE reporting for US Treasury Securities
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8 March 2022
Commentary - The evolution of the CFTC's approach to swap reporting
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