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30 June 2021
FIA releases training course on spoofing regulations
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13 May 2021
Anti-money laundering considerations for security and commodity derivatives
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13 April 2021
DOJ enforcement priorities in commodities & derivatives markets: A discussion with DOJ leadership
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15 April 2021
CFTC’s anti-corruption initiative
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25 March 2021
Complying with cybersecurity regulations in an increasing threat environment
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11 March 2021
New and Revised Versions of the International Uniform EFRP and Block Transactions Agreement
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25 February 2021
The SEC’s new derivatives rule: practical implications for funds
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10 February 2021
Resources regarding separate accounts of the same beneficial owner
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21 January 2021
CFTC enforcement update: 2020 in review and outlook for 2021
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