22 January 2020
FIA seeks clarity from the CFTC on permissible market practices for margining separate accounts
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10 December 2019
FIA PTG supports SEC proposal to rescind effective-upon-filing procedure for NMS plan fee amendments
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20 September 2019
FIA questions new OCC capital management plan in SEC letter
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31 October 2011
FOA response to guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities
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19 December 2012
Commodity Futures Trading Commission Rule 1.74 request for safe harbor
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25 March 2019
Special report: CFTC approves Brexit-related rule on swaps transfers, extends swaps relief to smaller banks
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8 October 2018
SEC focuses on swap regulation, pledges cooperation with CFTC
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4 June 2019
Top European regulator urges more unified, flexible supervision
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Pagination
