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Law & Compliance Division Leadership

Executive Committee Officers
 

President

John Nicholas
Managing Director and Senior Regulatory Compliance Officer
SG Americas Securities, LLC
245 Park Avenue
5th Floor
New York, NY 10111
United States
212-278-7720
john.nicholas@sgcib.com

President

Kristyn Walker
Assistant General Counsel
Wells Fargo Securities LLC
550 S Tryon St
Fl 34
Charlotte, NC 28202-4200
United States
704-374.2856
kristyn.walker@wellsfargo.com

Vice President

Peter Kals
Senior Vice President & Senior Lead Counsel
Citigroup Global Markets
388 Greenwich Street 17th Floor
New York, NY 10013-2375
United States
212-816-4606
peter.kals@citi.com

Vice President

Edward Mayfield
Director & Assistant General Counsel
Bank of America
114 W. 47th St.
Floor 4
New York, NY 10036
United States
646-855-1596
edward.mayfield@bofa.com

Secretary

Prashina Gagoomal
Vice President Legal Department
Goldman Sachs
200 West Street 15th Floor
New York, NY 10282
United States
212-357-2777
prashina.gagoomal@gs.com

Secretary

David Karrow
Director, Deputy General Counsel
ABN AMRO Clearing USA LLC
175 W Jackson Blvd Ste 2050
Chicago, IL 60604-3027
United States
312 604-8414
David.Karrow@abnamroclearing.com

Treasurer

Julia Kan
Vice President & Assistant General Counsel
J.P. Morgan
277 Park Ave, 10th Floor
New York, NY 10004
United States
212-270-2022
julia.kan@jpmchase.com