Wednesday, April 15
Hot Topics: Pressure Points for Legal and Compliance Teams
Regulation by Enforcement is Over - Now What?
Washington Update: Political Currents and Market Impacts
Thursday, April 16
The (Ethical) Art of a Deal
Comms Surveillance: What You Don't Know Can Hurt You
OTC Swaps Reg Recap
Futures & Options Basics: What Every Legal & Compliance Professional Should Know
Trade Surveillance: Man vs. Machine
Court Watch: The CEA is Under Review
Where You Trade Your Digital Assets in 2026
International Trading: Let's Get it On
AI Applied for Compliance & Legal Professionals
To Register or Not to Register?...It Can Be a Hard Question!
Doc Talk: Give-Up
The Final Treasury Clearing Countdown
Doc Talk: Treasury Clearing
Core Principles for a New Era
Exams and Investigations: Pro Tips for Resolving Them on Your Terms
“Future Proofing” Your Business in Anticipation of Regulatory Change
Intro to the Newest Clearing Model: EATM
Friday, April 17
Strategic Investments in Regulated Entities
End-User Hot Topics
Customer Onboarding Primer
Ethics and Professional Responsibility in the Era of AI
Know Your Customer: What's Top of Mind for Buyside Firms?
Retail Trading in the Digital Age
Taking Tokenization from Concept to Reality
