Understanding the SEC’s evolving derivatives regulatory framework
Part of the L&C webinar series23 September 2021 • 10:00 AM - 11:00 AM ET
With the finalization of both the SEC’s regulatory framework for derivatives use by RICs and BDCs and the SEC’s capital, margin and segregation rules regarding security-based swaps, the OTC derivatives regulatory landscape is expected to shift yet again. Join us as we explore how these developments are likely to affect firms’ trading programs and learn how to prepare for the changing landscape.
|Host:||Michael Sorrell, Deputy General Counsel, FIA|
|Speakers:||Jaime Madell, Partner, Derivatives, Kirkland & Ellis
Aaron Schlaphoff, Partner, Investment Funds, Kirkland & Ellis
Thursday, 23 September 2021 | 10:00 a.m. – 11:00 a.m. ET
This webinar is intended for informational purposes only and is not intended to provide investment, tax, business, legal or professional advice. Neither FIA nor its members endorse, approve, recommend, or certify any information, opinion, product, or service referenced in this webinar. FIA makes no representations, warranties, or guarantees as to the webinar’s content.