CFTC enforcement update: 2020 in review and outlook for 2021

part of the FIA Law & Compliance Division webinar series

21 January 2021 • 10:00 AM - 11:00 AM ET • Webinar

This panel will provide an overview of the CFTC’s considerable volume of enforcement activity in 2020.  Panelists will focus on enforcement trends and developments while also recapping the busy regulatory agenda of the outgoing administration.  The panel will then provide a look ahead to what market participants can expect from the CFTC under the incoming Biden Administration in 2021.

CFTC Enforcement Webinar Speaker Graphic


Moderator: Natalie Tynan, Associate General Counsel and Head of Technology Documentation Strategy, FIA
Presenters: Uttara Dukkipati, Associate, Covington & Burling, LLP
B. Graves Lee, Associate, Covington & Burling, LLP 
Anne M. Termine, Of Counsel, Covington & Burling, LLP
Date/Time: Thursday, 21 January 2021 | 10:00 a.m. – 11:00 a.m. ET

This webinar is intended for informational purposes only and is not intended to provide investment, tax, business, legal or professional advice. Neither FIA nor its members endorse, approve, recommend, or certify any information, opinion, product, or service referenced in this webinar. FIA makes no representations, warranties, or guarantees as to the webinar’s content.