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Arbitrations: From the Starting Gate to the Finish Line

An L&C Division webinar

22 September 2022 • 10:00 AM - 11:00 AM ET • Webinar

With the rise and risks associated with litigating through the arbitration process, this panel will provide an overview of the processes for NFA, AAA, and FINRA arbitrations. The panel will start the discussion with the importance of building the necessary foundation for success through preparation, continuing through discovery, and strategies for success at the hearing. The panel will also cover the important differences amongst NFA, AAA, and FINRA arbitrations and their respective processes.

Host: Michael Sorrell, Deputy General Counsel, FIA
Speakers: Ellen Wheeler, Partner, Foley & Lardner 
Tom Krebs, Partner, Foley & Lardner 
Jim Lundy, Partner, Foley & Lardner
Date/Time: Thursday, 22 September 2022 | 10:00 a.m. – 11:00 a.m. ET

This webinar is intended for informational purposes only and is not intended to provide investment, tax, business, legal or professional advice. Neither FIA nor its members endorse, approve, recommend, or certify any information, opinion, product, or service referenced in this webinar.  FIA makes no representations, warranties, or guarantees as to the webinar’s content.