FIA issues guidance on systems and controls for electronic trading environments

30 September 2012

This document supports and seeks to provide more detailed guidance on the implementation of, amongst other things, the 'Guidelines on systems and controls in an automated trading environment' (ESMA Guidelines). In recognition that European derivative markets are largely electronic, the guidance addresses systems and controls as they relate to electronic trading. The FOA considers this broad approach necessary to ensure that controls across markets are sufficiently robust.

  • FIA
  • Trading