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Past Webinars

  • Event Contracts

    Clifford Chance will discuss the evolving US regulatory framework for event contracts, recent CFTC developments and the current state of play, with a focus on sports and political event contracts.

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  • Trends in ETD trading activity Q1 2023

    FIA's quarterly overview of trends in futures and options trading worldwide.

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  • Getting Candid About Candor

    The law surrounding false statements is developing rapidly and expansively, the most recent example of which is the rule proposed by the Federal Energy Regulatory Commission, which would give it wide discretion in enforcing its duty of candor.

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  • DeFi and Other Fi

    This webinar will explain and explore DeFi, CeFi, TradFi, GameFi, and other Fi and their intersections with digital assets. The speakers will discuss where we are and where we may be going from a regulatory, policy, and enforcement perspective.

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  • CTA, IB or SEF?

    The webinar will cover the CFTC Division of Market Oversight SEF Advisory issued in September 2021 and related CFTC enforcement orders including last fall’s order against Asset Risk Management, and the practical implications of those actions for CTAs, IBs, and their clients.

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  • 2022 Annual ETD Volume Review

    Trading volume in the global exchange-traded derivatives is on track to another record for the fourth year in a row. Join us for a discussion on trends in trading activity in the global futures and options markets. Our guest speaker will be Mike du Plessis, Global Head of Listed Derivatives at Liquidnet, a part of the TP ICAP Group. Using a full year of data from more than 80 exchanges, we will look at key trends such as the impact of the Libor transition on interest rate futures, shifts in intraday trading behavior, and the impact of the Ukraine war on energy markets.

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  • SEC Enforcement Priorities

    The panel will discuss SEC tactics such as the increasingly sophisticated use of whistleblowers and trading data surveillance, and evolving enforcement priorities, such as the SEC’s focus on disclosures, sales practices, and other policies and procedures related to sales of complex products and trading strategies, with examples involving complex options-based strategies and variable annuities.

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  • Digital Asset Regulation and Insights for Asset Managers

    K&L Gates discusses the evolving regulatory environment, recent enforcement actions and proposed U.S. legislation for digital assets and their impact on the asset management industry.

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  • Q3 2022 Trends in Futures and Options Trading

    At the global level, trading volume is far ahead of last year, with more than 60 billion futures and options traded on exchanges during the first nine months of the year.

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  • New Frontiers in Recordkeeping and Compliance

    This timely session reviewed the current enforcement landscape, and consider practical solutions that regulated firms can adopt to promote compliance. Given the cross-border nature of the commodity and derivatives markets, specific issues related to data privacy, managing preservation requests, and addressing the ability to compel production are also addressed.

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