CFTC position limits: looking ahead to implementation and compliance

10 December 2020 • 10:00 AM - 11:30 AM EST

On 10 December FIA will provide members with a detailed overview of the CFTC’s final position limits rule.  Panelists from FIA, the CFTC, CME, ICE and Willkie Farr & Gallagher LLP will discuss the development, effective and compliance dates, and requirements of the final rule.  Special emphasis will be placed on implementation issues and the expanded role of the exchanges in administering federal position limits and hedge exemptions. The panelists also will respond to questions from the attendees.


William McCoy, Managing Director, Morgan Stanley
Michael Sorrell, Associate General Counsel, FIA
Presenters: Dorothy D. Dewitt, Director, Division of Market Oversight, CFTC
Jeanette Curtis, Assistant Chief Counsel, Division of Market Oversight, CFTC
Vito Naimoli, Chief Regulatory Officer of ICE Futures U.S. Market Regulation, ICE Futures U.S.
Chris Reinhardt, Executive Director - Global Head of Market Surveillance, CME Group
Paul J. Pantano Jr., Senior Counsel, Willkie Farr & Gallagher LLP
Neal Kumar, Associate, Willkie Farr & Gallagher LLP
Date/Time: Thursday, 10 December 2020 | 10:00 a.m. – 11:30 a.m. EST


This webinar is intended for informational purposes only and is not intended to provide investment, tax, business, legal or professional advice. Neither FIA nor its members endorse, approve, recommend, or certify any information, opinion, product, or service referenced in this webinar. FIA makes no representations, warranties, or guarantees as to the webinar’s content.