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What Every U.S. Market Participant Should Know about MiFID II

30 July 2015 3:00pm to 6:00pm CDT
Willis Tower // Chicago, IL

Thursday, July 30, 2015 // Willis Tower // Chicago, IL

Presented by FIA in conjunction with the FIA Law and Compliance, Market Technology, and Operations Americas Divisions

MiFID II will dramatically reshape EU market structure and the way firms operate in the financial services sector. These new rules will become effective January 2017 and apply across all asset classes with limited exemptions. They will impact both firms operating within the EU and those accessing EU venues. This session is designed to brief U.S. market participants on what they need to do to prepare for MiFID II. Topics include: Direct Electronic Access, Automated Trading, Definition of HFT, Algo Tagging, Market Making, Sponsored Access, Indirect Clearing, Equivalence, and Straight-Through Processing.

Sponsored by:




Willis Tower, 37th Floor Jackson SW Room

233 S. Wacker Drive

Chicago, IL 60606



Paul Marks, Global Head of Electronic Trading Product, Citi

Gary DeWaal, Special Counsel, Katten Muchin Rosenman


Panel Speakers:

Moderator: Allison Lurton, General Counsel & Senior Vice President, FIA

Ben Morof, Associate General Counsel & Chief Compliance Officer, Teza Technologies

Jeffrey Ollada, Managing Director, Mizuho Securities

Dr. Christian Voigt, Senior Regulatory Adviser, Fidessa

Additional Speakers TBD



3:00 p.m.: Presentation

5:00 p.m.: Networking Reception

6:00 p.m.: Event Concludes



$99.00 per FIA Member

$125.00 per Non-Member


Information: Contact FIA Member Services at (202) 466-5460 or Online registration will close at 1:00 p.m. Eastern on Wednesday, July 29th. 





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