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Trading Facility – an Evolving Concept for US and Global Regulators and Implications for DeFi

An L&C Division webinar

7 April 2022 • 10:00 AM - 11:00 AM ET • Webinar

At the end of 2021 and the beginning of 2022, several US and international financial regulators have indicated that the concept of a trading facility is undergoing a dramatic revaluation to include more platforms that, until recently, were unregistered. Of particular significance, this shift in regulatory thinking will apply to decentralized finance (DeFI) platforms that are under increased scrutiny of regulators.  The panel will discuss these developments in the U.S., Europe and Singapore. 

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Host: Natalie Tynan, Associate General Counsel, Head of Technology Documentation Strategy, FIA
Speakers: Claude Brown, Partner, Reed Smith London
Peter Malyshev, Partner, Reed Smith Washington DC
Jonathan Marcus, Partner, Reed Smith Washington DC
Hagen Rooke, Partner, Reed Smith Singapore
Date/Time: Thursday, 7 April 2022 | 10:00 a.m. – 11:00 a.m. ET

This webinar is intended for informational purposes only and is not intended to provide investment, tax, business, legal or professional advice. Neither FIA nor its members endorse, approve, recommend, or certify any information, opinion, product, or service referenced in this webinar.  FIA makes no representations, warranties, or guarantees as to the webinar’s content.