New EU and UK prudential regimes for investment firms

Current state of play and expected market impact

23 March 2021 • 9:30 AM - 10:30 AM GMT • Webinar

Are you an investment firm in the EU or UK? Are you a clearing member who provides clearing services to EU or UK investment firms? Please tune in to a panel discussion of experts on the new EU and UK prudential regimes for investment firms (EU IFR/IFD and UK IFPR). With only a few months left before the new capital requirements framework for EU investment firms starts to apply, we will hear from market participants, external counsel and a representative of the European Banking Authority. We will also discuss the proposed UK IFPR regime, which is still being developed and is currently scheduled to come into effect on 1 January 2022.

This is a pre-recorded webinar. If you would like to submit a question to the panelists, please email Sabina Hussain.

Open to FIA Members only.

Moderator: Mitja Siraj, Vice President of Legal, Europe, FIA
Presenters: Giuseppe Gabriel Cardi, Senior Policy Expert, European Banking Authority
Caroline Dawson, Partner, Clifford Chance LLP
Duarte Delgado, Head of International Regulatory Advisory, Jefferies
Julian O’Leary, Chief Operating Officer, G.H. Financials Limited
Chris Rhodes, Chief Risk Officer, Tyler Capital
Date/Time: Tuesday, 23 March 2021 | 09:30 a.m. – 10:30 a.m. GMT

This webinar is intended for informational purposes only and is not intended to provide investment, tax, business, legal or professional advice. Neither FIA nor its members endorse, approve, recommend, or certify any information, opinion, product, or service referenced in this webinar.  FIA makes no representations, warranties, or guarantees as to the webinar’s content.