This document supports and seeks to provide more detailed guidance on the implementation of, amongst other things, the ‘ Guidelines on systems and controls in an automated trading environment’ (...
FIA provides its members with recommendations and guidance related to operational standards and industry best practices in such areas as automated trading controls, avoiding disruptions related to the leap second, reporting and disaster recovery. These documents are posted on the FIA website and provided to member firms, and in many cases shared with the public as part of our mission to promote safe and efficient markets.
In addition to the resources here, FIA maintains a US Documentation Library containing operational and technology guidance of interest to US-based members and firms.
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