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FIA issues protection of customer funds FAQ

29 February 2012

The Protection of Customer Funds: Frequently Asked Questions was prepared by members of the FIA Law and Compliance Division. The document contains 30 questions and answers addressing the basics of segregation, collateral management and investments, capital requirements and other issues for FCMs and joint FCM/broker-dealers, and clearinghouse guarantee funds.

  • FIA
  • Customer Protection \ Segregation