file-o file-word file-excel file-powerpoint file-image file-archive file-audio file-movie file-code file-openoffice file-css menu googleplus facebook instagram twitter feed youtube vimeo2 lanyrd flickr picassa deviantart github wordpress blogger tumblr yahoo soundcloud skype linkedin lastfm delicious stumbleupon stackoverflow pinterest foursquare cross arrow-left arrow-down arrow-up arrow-right arrow-left2 arrow-down2 arrow-up2 arrow-right2 arrow-left3 arrow-down3 arrow-up3 arrow-right3 search

Past Events

Past Events

You are now viewing 1 - 10 of 54 results

Spoofing, Surveillance, & Supervision

part of the FIA Law & Compliance Division webinar series
17 January 2019 10:00am to 11:00am EST
The CFTC and futures exchanges continue to aggressively pursue “spoofing” cases against traders. When evidence of criminal willful intent exists, they refer certain matters to the Department of...

An Afternoon with CFTC Director James McDonald

hosted by the FIA Law & Compliance Division
5 December 2018 1:00pm to 2:00pm EST
NOTE: This event has been canceled due to the National Day of Mourning on December 5. The Law & Compliance Division will reschedule this event and notify registered attendees of the new date...

Representing Parties in Multi-agency Enforcement Investigations

part of the FIA Law & Compliance Division webinar series
15 November 2018 10:00am to 11:00am EST
During this one-hour webinar, a panel of WilmerHale attorneys will discuss key issues that may arise when multiple regulators investigate a matter simultaneously. These regulators may include the...

Foreign Futures Market Access for US Investors

part of the FIA Law & Compliance Division webinar series
25 October 2018 10:00am to 11:00am EDT
Join us on October 25 to discuss the history and policy of CFTC regulations that permit non-US firms to offer access to foreign futures markets to US customers, including a discussion of fund...

Cross-border Enforcement Defense Issues

part of the FIA Law & Compliance Division webinar series
14 June 2018 10:00am to 11:00am EDT
For our June webinar, a panel of Allen & Overy partners from the U.S., London and Hong Kong will discuss current topics relating to cross-border enforcement defense issues including, among other...

Pages

Close

Close

Menu

Menu

Back to FIA