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Webinars

Webinars

You are now viewing 51 - 10 of 78 results

CFTC, FERC & SEC Updates for CCOs

part of the FIA Law & Compliance Division webinar series
13 October 2016 10:00am to 11:00am EDT
The regulatory landscape for chief compliance officers is rapidly changing as companies enter new markets, each with different rules of engagement. The complexities for CCOs are compounded when...

Summary of New EFRP Rules and Q&A with the CME Group

a FIA Law & Compliance Division webinar
13 October 2016 1:00pm to 2:00pm EDT
The CME Group is instituting changes to its exchange-for-related positions rules (Rule 538 and accompanying guidance). During this webinar, CME will address the new rule revisions and what they will...

Issues & Strategies for U.S. Fund Managers Marketing in Europe

part of the FIA Law & Compliance Division webinar series
14 July 2016 10:00am to 11:00am EDT
This webinar focuses on the current challenges confronted by U.S. fund managers in marketing their funds in Europe due to the current state of European funds legislation as well as the uncertainties...

An Introduction to Bitcoin & Blockchain

an FIA Operations Americas Division Webinar
22 June 2016 10:00am EDT
Join FIA Operations Americas for an introduction to basic concepts surrounding bitcoin and blockchain. Ray Kahn, Managing Director at Barclays, and Nick Solinger, President of FIA Tech, will present...

OTC Margin Rules, US & EU Perspectives

part of the FIA Law & Compliance Division webinar series
26 May 2016 10:00am to 11:00am EDT
Different regulatory bodies have come out with final rules setting forth requirements for the posting and collecting of margin between certain counterparties to certain OTC swaps. In the US, the CFTC...

Designing Your SEF Compliance Program

part of the FIA Law & Compliance Division webinar series
21 April 2016 10:00am EDT
This webinar will identify key SEF rules that market participants should review when designing their compliance program for trading on SEFs and highlight important differences between the rules of...

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