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FIA provides its members with recommendations and guidance related to operational standards and industry best practices in such areas as automated trading controls, avoiding disruptions related to the leap second, reporting and disaster recovery. These documents are posted on the FIA website and provided to member firms, and in many cases shared with the public as part of our mission to promote safe and efficient markets.
In addition to the resources here, FIA maintains a US Documentation Library containing operational and technology guidance of interest to US-based members and firms.
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FIA submitted comments on 5 October to the Bank of England, Prudential Regulation Authority and Financial Conduct Authority on their discussion paper about building the UK financial systems...
FIA’s European E-Trading Committee - in cooperation with the Managed Funds Association - have produced a template of questions for use by exchange members facilitating algorithmic trading by their...
FIA's European E-Trading Committee - in cooperation with AFME, AIMA and MFA - have produced a template of questions for use by investment firms providing direct electronic access to their clients...
FIA's e-Trading Working Group has produced a Due Diligence Questionnaire for IT Outsourcing and Procurement which aims to provide a standard form for firms to request information from their...
FIA Operations Americas has published a guide to the administration of exchange and clearing transaction fees charged by U.S. futures exchanges. The 14-page guide was drafted by a working group of...
The FIA Reporting Working group has pulled together some guidance on how to populate fields 33-40 and 45-46 (Table 2 Common data) for the EMIR reporting regime following the implementation of the...
The FIA Market Technology Division today published a set of recommendations to help the industry prepare for the upcoming leap second event on June 30 and reduce the likelihood of market...
<p>The FIA Market Technology Division provided guidance and coordination to help market participants prepare for the leap second event on June 30, 2015 and the potential for disruption to...
Washington, D.C.—March 23, 2015—Today, FIA released a comprehensive guide to the development and operation of automated trading systems.
The Guide to the Development and Operation of...
On Feb. 4, FIA released a set of recommendations aimed at improving important operational elements of the new clearing infrastructure for over-the-counter derivatives. The recommendations, which...
Global Reach. Regional Expertise.
